-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hx6i6eXgWY3UODKVwWOJQMzai9/kUlUcZ7f7/cYy2gvLOll1H9Lf1/GIUWKaHS/a NDHeLb3S4esg8ej1LPtG9g== 0000875626-00-000205.txt : 20000214 0000875626-00-000205.hdr.sgml : 20000214 ACCESSION NUMBER: 0000875626-00-000205 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GIANT INDUSTRIES INC CENTRAL INDEX KEY: 0000856465 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 860642718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-40580 FILM NUMBER: 534838 BUSINESS ADDRESS: STREET 1: 23733 N SCOTTSDALE RD CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 6025858888 MAIL ADDRESS: STREET 1: 23733 N SCOTTSDALE RD CITY: SCOTTSDALE STATE: AZ ZIP: 85255 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NIKE SECURITIES LP CENTRAL INDEX KEY: 0000875626 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 363768815 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1001 WARRENVILLE ROAD STREET 2: STE. 300 CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 7082418615 MAIL ADDRESS: STREET 1: 1001 WARRENVILLE ROAD STREET 2: STE. 300 CITY: LISLE STATE: IL ZIP: 60532 FORMER COMPANY: FORMER CONFORMED NAME: NIKE SECURITIES L P /BD DATE OF NAME CHANGE: 19930914 SC 13G/A 1 SC 13G/A FOR GIANT INDUSTRIES, INC. United States* Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Giant Industries, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 374508109 (CUSIP Number) December 31, 1999 (Date of Event Which Requires Filling of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X|Rule 13d-1(b) |_|Rule 13d-1(c) |_|Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). __________________ Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 44106M102 1. Names of Reporting Persons. Nike Securities L.P. I.R.S. Identification Nos. of above persons (entities only). 36-3768815 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Illinois, U.S.A. Number of Shares 5. Sole Voting Power 0 Beneficially Owned by 6. Shared Voting Power 0 Each Reporting Person 7. Sole Dispositive Power 0 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (11) 0% 12. Type of Reporting Person (See Instructions) BD CUSIP No.374508109 1. Names of Reporting Persons. First Trust Advisors L.P. I.R.S. Identification Nos. of above persons (entities only). 36-3788904 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Illinois, U.S.A. Number of Shares 5. Sole Voting Power 0 Beneficially Owned by 6. Shared Voting Power 0 Each Reporting Person 7. Sole Dispositive Power 0 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (11) 0% 12. Type of Reporting Person (See Instructions) IA CUSIP No. 374508109 1. Names of Reporting Persons. Nike Securities Corporation I.R.S. Identification Nos. of above persons (entities only). 36-3772451 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) 3. SEC Use Only 4. Citizenship or Place of Organization Illinois, U.S.A. Number of Shares 5. Sole Voting Power 0 Beneficially Owned by 6. Shared Voting Power 0 Each Reporting Person 7. Sole Dispositive Power 0 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (11) 0% 12. Type of Reporting Person (See Instructions) HC Item 1. (a) Name of Issuer - Giant Industries, Inc. (b) Address of issuer's Principal Executive Offices Giant Industries, Inc. 23733 North Scottsdale Road Scottsdale, Arizona 85255 Item 2. (a) Name of Person Filing Nike Securities L.P. First Trust Advisors L.P. Nike Securities Corporation (b) Address of Principal Business Office or, if none, Residence 1001 Warrenville Road Lisle, Illinois 60532 (c) Citizenship Illinois, U.S.A. (d) Title of Class of Securities Common Stock (e) CUSIP Number 44106M102 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |X| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C.78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |X| An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E). (f) |_| An employee benefit plant or endowment fund in accordance with 140.13d-1(b)(1)(ii)(F). (g) |X| A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) |_| Group, in accordance with 240.13d-1(b)1(ii)(J). Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 0 (b) Percent of class: 0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote __0__. (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 0 (iv) Shared power to dispose or to direct the disposition of 0 Instruction. For computations regarding securities which represent a right to acquire an underlying security see 204.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. |X| Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company See Item 6. Item 8. Identification and Classification of Members of the Group Not Applicable. Item 9. Notice of Dissolution of Group Not Applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Nike Securities L.P. Date: February 11, 2000 By: James A. Bowen / President First Trust Advisors L.P. Date: February 11, 2000 By: Ronald D. McAlister / President Nike Securities Corporation Date: February 11, 2000 By: David J. Allen / Director by Robert M. Porcellino* * An executed copy of the related power of attorney was filed with the Securities and Exchange Commission with Amendment No. 1 to Form S-6 of The First Trust Combined Series 258 (file no. 33-63483) and the same is hereby incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----